AI Agents & Automation Framework
Production-ready agents embedded into fund workflows—designed for real controls: RBAC/entitlements, audit trails, evidence capture, and human approvals. Use agents to reduce cycle time across compliance, reporting, investor communications, and operations without compromising governance.
Compliance copilots
Automate pre-checks before anything leaves the firm: marketing claims, disclosures, KYC/AML prompts, policy alignment, and restricted-list validations.
- Exception queue with severity scoring + recommended remediation
- Evidence pack: source snippets, links, timestamps, reviewer notes
- Explainability: why it flagged, what rule triggered, what changed
Reporting automation
Assemble monthly/quarterly packs faster: reconcile figures, draft narratives, build tables, and generate consistent PDFs across strategies and vehicles.
- Narrative drafting from validated data (PnL, exposures, attribution)
- Checks: totals tie-outs, variance explanations, missing data detection
- Packaging: PDF export + versioning + sign-off workflow
Document workflows
Triage and route documents at scale: summarize, classify, extract entities, and trigger approvals—integrated with your document room and permissions.
- Smart intake: emails, PDFs, DDQs, LP letters, policies, contracts
- Extraction: counterparties, dates, obligations, fees, risk terms
- Routing: assign owners, due dates, and approval stages automatically
Investor & internal Q&A (with guardrails)
A secure assistant that answers questions using only approved content—LP decks, policies, reporting history, and your knowledge base—while enforcing entitlements by user.
- Grounded answers with citations to the underlying document sections
- No-leak design: “can’t answer” if the user lacks access
- Approval mode for external responses (LP email drafts)
Ops agents: reconciliations & exceptions
Reduce manual operations by letting agents detect breaks, propose fixes, and open tickets— without granting them uncontrolled write access to core systems.
- Recs: NAV inputs, pricing sources, corporate actions, cash movements
- Exception handling with structured reason codes + audit notes
- Ticketing: Jira/ServiceNow-style workflow integration
Controls that make it “production”
The difference between a demo and a deploy: identity, logging, and review gates. This framework is built to satisfy risk, compliance, and operational scrutiny.
- RBAC/entitlements (row-level + document-level access)
- Audit logs (who asked, what was used, what was produced)
- Human-in-the-loop approvals for external outputs
Week 2: Build agent prompts, tools, and structured outputs (JSON) + audit logging.
Week 3: Add approvals, exception queue, and packaging (PDF/exports).
Week 4: Hardening: monitoring, red-teaming, access tests, and runbooks.